Arctic Group

Legal & Compliance

Arctic Securities is authorized as an investment firm and is under supervision by the Norwegian Financial Supervisory Authority. The Legal and Compliance departments provides legal advice to the organization and seeks to ensure that the company conducts its activities in accordance with applicable laws and standards.

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Arctic Group terms & policies

Please find below the terms and policies that apply for our services.

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For information regarding licences Arctic Securities and its subsidiaries hold.

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All complaints will be promptly investigated and appropriate corrective action will be taken if warranted by the investigation.
You can find instructions for compliants below

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Regulatory Reporting

Relevant documents with regards to regulatory reporting.

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Personal Data Policy

Please contact us on the following email address if you have any questions concerning our data processing or Personal Data Policy:

Arctic Securities AS:

Arctic Securities AS, Sweden Branch:

Arctic Alternative Investments Management:

Arctic Real Estate Management:

Arctic Shipping:

Arctic Offshore:

Disclaimer Research

This document provides additional disclosures and disclaimers relevant to research reports and other investment recommendations issued by Arctic Securities AS (“Arctic”), according to the Securities Trading Act Section 3-10 with further regulations.

Research history

Please find below a link to Arctic research history. The list includes all recommendations on any financial instrument or issuer that has been disseminated during the preceding 12-month period.

Capital Adequacy

Periodic information on capital. Only available in Norwegian.

Disclaimer web

Read more about our web disclaimer.

Alternative Investment Funds

The Funds managed by AAIM permitted to be marketed to non-professional investors in Norway under the Act on the Management of Alternative Investment Funds.

Information from investment companies

Here you will find publicly available information from investment companies under Arctic Real Estate Management.

Arctic Insurance Privacy Statement

Arctic Insurance AS is required to process personal information from its customers in a proper manner.

Any questions regarding legal and compliance?

Christian Falkenberg Kjode 1

Christian Falkenberg Kjøde

Chief Compliance Officer