Licenses

Please see below for information on the licences Arctic Securities and its subsidiaries hold.

Norway
Arctic Securities AS is registered in the Norwegian registry of business enterprises under registration no. 991 125 175. Arctic Securities AS is under supervision by the Norwegian Financial Supervisory Authority. Please note that Arctic Securities AS does not hold a license as a credit rating agency, and consequently does not issue credit ratings.

Please see the Norwegian Financial Supervisory Authority for our regulatory status: Finanstilsynet's registry

Tied agents

Arctic Capital AS, org.no. 911881438, Haakon VII’s gate 5, 0161 Oslo, is a tied agent of Arctic Securities AS, cf. the Norwegian Securities Trading Act 10-16.

Real estate agency

Arctic Securities AS’s subsidiary Arctic Property AS, org.no. 997 985 532, holds a license from the Norwegian Financial Supervisory Authority to act as real estate agent.

Brazil
Arctic Securities AS is represented in Brazil through its wholly owned subsidiary, Arctic Brasil Escritório de Representação Ltda, which holds a license from Banco Central Do Brazil to act as representative office. Arctic Brasil Escritório de Representação Ltda is a limited liability company, enrolled with the CNPJ under no. 13.329.318/0001-62.

Sweden
Arctic Securities AS is represented in Stockholm through its branch “Arctic Securities AS, filial Sverige”, org.no. 516408-5366, Biblioteksgatan 8, 3 tr, 111 46 Stockholm, Sweden. The branch is under supervision by the Norwegian and Swedish Financial Supervisory Authority.

Germany
Arctic Securities AS is represented in Hamburg through its branch “Arctic Securities AS, “Hamburg Branch”, HRB 165222, Deichstrasse 48/50, 20459 Hamburg, Germany. The branch is under supervision by the Norwegian and German Financial Supervisory Authority.

United States
Arctic Securities LLC is a broker-dealer subject to regulation by the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA).