United States

Arctic Securities LLC, a US-registered broker-dealer and subsidiary of Arctic Securities AS, provides its clients with corporate and investment banking solutions. Arctic Securities LLC is registered with FINRA and is a member of SIPC.

The Arctic Group is a leading, independent provider of financial services. Arctic has an extensive global network connecting clients from around the world, and the Arctic group of companies comprises investment banking services, ship- and offshore brokerage, asset management and insurance brokerage.

FINRA BrokerCheck

As per FINRA Rule 2267, all customers, clients and investors are permitted to access BrokerCheck, a FINRA based tool which provides the public with information on the professional background, business practices, and conduct of FINRA-member firms and their associated persons when considering whether to work with a new investment professional or Firm. To view information about Arctic Securities LLC, please click on the following link and type in the Firms name or the individuals name or Central Registration Depository ("CRD") number to perform your search. Arctic Securities LLC's CRD is "174423".


Telephone: (800) 289-9999
Public Disclosure
P. O. Box 9401
Gaithersburg, Maryland 20898-9401
Fax: (301) 212-8137

The FINRA BrokerCheck publishes a free investor brochure that is available by contacting FINRA at the above telephone number or address.

Order Routing

Beginning January 2020 under SEC RULE 606(B)(3) Arctic Securities LLC, upon request of its customer, will provide specific disclosures related to the routing and execution of the customer’s stock orders in NMS securities submitted on a not held basis for the prior six months.

Request can be made to compliance.us@arctic.com or via your Registered Representative.


Personal Data Policy

Please contact us on the following email address if you have any questions concerning our data processing or Personal Data Policy:

Arctic Securities LLC: Dataprotection.ASecurities.LLC@arctic.com

Contact Us

Main Office Location:

Arctic Securities LLC

45 Rockefeller Plaza

Suite 1960

New York, NY 10111